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The fairy tales discussed by Bettelheim generally feature child or adolescent protagonists; a magical or supernatural element; and a bucolic European, or in some cases, Arabian setting that is far removed from urban 20th-century America in which the author was writing. While the fairy tales were collected and given written form by writers such as the Brothers Grimm or Charles Perrault, they stem from an oral tradition and often collect generations’ worth of stories and wisdom. Significantly, Bettelheim mentions the dominant female role of mothers like his own and that of the German poet Goethe in telling the fairy tales. Bettelheim encourages parents to become part of the oral tradition in telling the tales to their children rather than encouraging the children to independently discover the works. The tale can thus connect parent and child, even as its contents reveal the violent impulses children have towards their parents and vice versa.
While fairy tales, like myths, make use of the supernatural, fairy tales differ from myths in the mundanity of their settings. Their protagonists are not “absolutely unique” either by birth or ability; they are relatable characters who learn to make the best of the opportunities presented to them (37). While the mythic heroes fulfill all of the superego’s demands, fairy tale protagonists learn to use their superego and ego to master the id and achieve an integrated personality. This is important for the child’s ability to identify with the characters and hold them as an inspiration for their own happy future. Bettelheim also posits that fairy tales differ from myths in having a happy ending rather than a tragic one. The fairy tale’s optimism also makes it a more encouraging story for a child, who is assured that their labors in growing up will bear fruit.
As a Freudian psychoanalyst, Bettelheim viewed that the human personality was made up of three components: the unconscious, animalistic id, driven by appetites for food, sex, and violence; the ego, the conscious part of ourselves that makes rational decisions and is the version we present to the world; and the superego, the moral conscience that influences the ego and is made up of parental and societal values. While all three components are present in all humans, mature adults are better capable of bringing the id under the control of the ego and superego and even channeling it as their life force. In contrast, young children, who have not resolved their oedipal conflicts, can often find themselves overwhelmed by the id.
For Bettelheim, fairy tales help children to see and integrate the different parts of their personality because these stories give free rein to the id. The id in fairy tales can arrive in the form of a murderous stepmother, a man-eating giant, or a lustful Bluebeard figure who rapes and murders girls. Such extreme manifestations of the id may intimidate parents, but these figures recognize and give symbolic form to a child’s most basic impulses. By allowing children to identify with the hero and gain ego-strength through them, the fairy tale encourages children to defeat their base impulses and move on to the next stage in development.
However, when it comes to the Animal Groom cycle of fairy tales, Bettelheim emphasizes the importance of befriending and valuing “animal nature”; in order to achieve happy marriage, says Bettelheim, heroines must address the repression that causes them to view sexuality as bestial (78). By thus valuing the animal nature of their grooms, the fairy tale heroines socialize the id and can contemplate the former taboo of sexuality as a natural part of life.
The Oedipus complex refers to the Freudian psychoanalytic concept that children aged three to five are attracted to their opposite-sex parent and see the same-sex parent as competition. The complex refers to the original Greek myth where Oedipus kills his father and marries his mother. In young children, it manifests in fantasies of wanting to get the same-sex parent out of the way so that they can enjoy all of the opposite-sex parent’s attention. This then becomes fraught with the anxiety that the same-sex parent will find out, seek to destroy them, and succeed because they are much stronger.
Bettelheim argues that fairy tales offer models for recognizing and renegotiating the Oedipus complex; for example, he conjectures that the evil stepmother in “Snow White,” who seeks to kill Snow White repeatedly, functions as a daughter’s projection that because she is jealous of the attention her mother receives from her father, her mother must be jealous of her. In such a reversal, “the feeling of inferiority is defensively turned into a feeling of superiority” (204). While the tale illustrates Snow White’s oedipal anxieties, it shows how, through a process of maturation, her immature and potentially incestuous love for her father is transferred onto her rescuing prince. Thus, says Bettelheim, fairy tales offer the consolation that although one will lose out to the same-sex parent in the oedipal battle, they will be rewarded with a partner who will make them the center of their attention.
Invoking a Freudian concept of childhood development, Bettelheim reminds parents that the passage from infancy to adulthood is neither smooth nor automatic. Instead, a child passes through successive stages of development, each of which must give way to a more mature stage. Fairy tales illustrate these transitions in symbolic form.
The oral stage in development characterizes a child’s experience from birth to about 18 months. During this time, the mouth is the chief pleasure organ, and the child is obsessed with filling it with food and other objects. As this stage of development coincides with breastfeeding, the mother is an all-providing nurturer and the child her receptacle. While no fairy tale protagonists are babies, some child heroes show evidence of inhabiting or regressing to an oral stage. For example, Jack in “Jack and the Beanstalk” experiences something that is akin to the end of the oral stage when his “good cow Milky White, who provided all that was needed, suddenly stops giving milk” (188). This “arouses dim memories” in the child “of that tragic time when the flow of milk ceased […] when he was weaned” and “the mother demands that the child must learn to make do with what the outside world can offer” (188). For Jack, as for Hansel and Gretel, the end of the oral stage is symbolized by their parents’ sending them out to make their own way. The fairy tales teach that a return to a previous stage is not possible and that the only way is forward. While modern children may be lucky enough not to be thrown out by their parents, they will unconsciously recognize fairy tale motifs that symbolize an end to the oral stage.
Still, the fairy tales also teach that the experience and memory of the all-giving mother of the oral stage is essential for child’s belief in their ability to acquire satisfaction and happiness. According to Bettelheim, a key motivation in going out in the world is re-encountering “the all-giving mother of our infancy” in another form, as “preconsciously or unconsciously, it is this hope of finding her somewhere which gives us the strength to leave home” (94). The separation of the all-giving good mother from the demanding stepmother figure who replaces her allows the child to hold onto their good object and find confidence in their future.
In Freud’s model of psychosocial development, the anal stage occurs between the ages of one and three. It coincides with potty training and results in the child’s fascination with its own processes of elimination. The anal stage is important for a child’s later ability to be clean and orderly. Bettelheim does not explore this stage in development in his study of fairy tales, only once mentioning that Jack’s hoarding of the bag of gold and golden eggs “stand for anal ideas of possession” (193). Jack’s eventual preference of the golden harp, an instrument that he can show off as it facilitates his entry into the social world, indicates that he will now progress to the phallic stage.
The phallic stage in development occurs between the ages of three and six when the child transfers their attention to their genitals. This consolation for the distance between the child and their increasingly demanding parent arrives in the form of “a fantastically exaggerated belief in what his body and his organs will do for him” (189). The child sees sexuality as “something that he can achieve all by himself” (189). While this is not the ultimate stage in maturity, such “(unrealistic) belief in himself” enables the child to meet the world and its challenges (189). In “Jack and the Beanstalk,” the incipient phallic stage enables Jack to give up his regressive oral fixation on the cow, in exchange for the seeds that would grant him autonomy. The huge resulting beanstalk symbolizes Jack’s “belief in magic phallic powers” (189). Eventually, fairy tale protagonists learn that such a belief in magic and the extraordinary power of the body becomes dissatisfying.
Latent and Genital stages follow the phallic stage of development; however, Bettelheim does not discuss these. The latent stage, which occurs from about age six and the onset of puberty, is when the child’s libido is dormant or sublimated in platonic friendship or childish pastimes. Bettelheim states that Snow White’s sojourn with the dwarves, with whom she has an entirely platonic relationship, is an example of her staying in the latency stage. The genital stage, which returns with puberty, is the final stage of psychosexual development and, for Freudian psychoanalysts, finds its expression in heterosexual intercourse. Although Bettelheim states that fairy tale protagonists enter this stage when they are ripe to make happy marriages, he does not explicitly discuss it. One can infer that in his discussion of the Animal Groom cycle of tales, the heroines must seek to end the latent period, which has repressed their sexuality, by integrating the different parts of their personality and progressing to the genital stage.
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